See all roles

Compliance Specialist - Monitor Liaison Office

Work from home Full-time role Hiring

Responsibilities

  • Proactively manage and respond to regulatory requests with a primary focus on US regulatory bodies such as FinCEN, SEC, CFTC, OFAC, DoJ, etc.
  • Coordinate and support all aspects of the compliance audit process from start to finish.
  • Leverage compliance expertise to provide consultative support to business units as needed.
  • Collaborate closely with internal teams to drive the company’s compliance initiatives and ensure adherence to all regulatory requirements.
  • Assist with the implementation and roll-out of any necessary compliance programs across the organization.
  • Manage cross functional projects responsive to regulator or monitor requirements.
  • Other duties as assigned.

    • Requirements

  • A minimum of 5-10 years experience in compliance.
  • Exceptional knowledge of US Compliance and Regulatory landscape is required.
  • Prior experience working with a monitorship or US regulatory bodies is highly preferred.
  • A legal background or prior regulator experience is a major plus, but not required.
  • Excellent written and verbal communication skills.
  • Ability to operate independently and make critical decisions.
  • Strong problem-solving and multi-tasking skills.
    • apply to this job
    Apply

    You might like

    Senior Backend Architect - Java, AI/Data

    Work from home Full-time role

    Sales Development Representative (remote)

    Work from home Full-time role

    Network Engineer

    Work from home Full-time role

    CRM & Projects marketer North (German speaking) F/M/X

    Work from home Full-time role

    Senior Cloud Infrastructure Engineer (DevOps)

    Work from home Full-time role

    Senior Data Analyst (Growth) - Freelance

    Work from home Full-time role

    FP&A Manager

    Work from home Full-time role

    Senior Sales Engineer

    Work from home Full-time role

    Senior Researcher

    Work from home Full-time role

    Customer Success Manager

    Work from home Full-time role

    [Remote] GIS Analyst – ArcGIS Indoors Specialty

    Work from home Full-time role

    Detail-Oriented Data Entry Specialist – Remote & On‑Site Support for arenaflex’s Data Management Team

    Work from home Full-time role

    HR Business Partner - Middle

    Work from home Full-time role

    Experienced Full Stack Web Chat Customer Service Agent – Remote Opportunity for Career Growth

    Work from home Full-time role

    Experienced Remote Sales Agent for Shipping Container Sales on Facebook Marketplace – Flexible Side Hustle Opportunity with blithequark

    Work from home Full-time role

    Seasonal Talent Acquisition Recruiter - Entry Level

    Work from home Full-time role

    Immediate Hiring: Amazon Seller Chat Agent Become a Key Support

    Work from home Full-time role

    Fractional CFO - Take Charge. Make Impact.

    Work from home Full-time role

    Senior Manager, Compensation (Remote / Flexible)

    Work from home Full-time role

    Experienced Customer Support Representative – Delivering Exceptional Service to Global Apple Customers

    Work from home Full-time role

    Looking for more remote jobs?

    Check more jobs on MySmartPros Tuition, The Today Update, and Remote Jobs by Victory Tuitions.