See all roles

VP, Investment Banking Compliance Officer

Work from home Full-time role Hiring

About the position The Global IB Compliance Officer position at Jefferies is a Vice-President role responsible for managing the Investment Banking (IB), Equity Capital Markets (ECM), and Debt Capital Markets (DCM) compliance functions globally. This role involves advising on transactions, reviewing conflicts, updating policies, delivering training, and mentoring junior team members. The position requires a proactive individual who can thrive in a fast-paced environment and make sound decisions under pressure. Responsibilities • Assisting and advising on IB, FI and Equities Capital Markets transactions. , • Reviewing and clearing transactional conflicts. , • Attending and advising during M+A and Capital Markets committee meetings. , • Reviewing and updating Global IB policies. , • Delivering training to Global IB. , • Advising Global IB on core compliance issues. , • Mentoring, training, and overseeing junior members on Global IB issues. Requirements • Bachelor's Degree with 3-6+ years' relevant Legal or Compliance experience. , • Ability to think analytically and provide advice based on sound judgment. , • Effective teamwork and relationship-building skills. , • Flexibility to cover different shifts and take on ad hoc projects. , • Ability to manage a wide variety of requests in a fast-paced environment. , • Positive decision-making under time pressure. , • Interpretation and application of SEC, FINRA, and other regulatory rules. Nice-to-haves Benefits • Medical, dental & vision coverage , • 401(k) , • Life, accident, and disability insurance , • Wellness programs , • Paid time off packages including vacation, sick leave, paid holidays, and paid parental leave Apply Job!

You might like

Audit Account Executive - US

Work from home Full-time role

Data Entry Specialist – Remote

Work from home Full-time role

Military Veteran Mortgage Loan Officer

Work from home Full-time role

Fully Remote High Ticket Closer

Work from home Full-time role

Real Estate Finance In-House Counsel

Work from home Full-time role

Lead Processing Insurance Verification Agent

Work from home Full-time role

Product Manager - Bank Connectivity

Work from home Full-time role

Shift Lead, Unity Prayer Ministry

Work from home Full-time role

OREGON: Afterhours Hotline Agent (Part-Time)

Work from home Full-time role

Part-Time Product Tester Entry-Level (Online)

Work from home Full-time role

Experienced Customer Service Representative - Overnight Remote Opportunity at blithequark

Work from home Full-time role

Senior Category Manager, Virtual Healthcare Services

Work from home Full-time role

Experienced Executive Administrative Assistant – Virtual Support Specialist for Remote Businesses

Work from home Full-time role

Experienced Full Stack Customer Service Representative – Insurance and Healthcare

Work from home Full-time role

Call Center Specialist

Work from home Full-time role

Experienced Remote Financial Analyst - Flexible Hours, Competitive Salary, and Professional Growth

Work from home Full-time role

[Remote] Entry-Level Sales

Work from home Full-time role

Experienced Customer Service / Sales Representative – Delivering Legendary Customer Experiences at arenaflex

Work from home Full-time role

Experienced Entry-Level Data Entry Clerk – Remote Work Opportunity at arenaflex

Work from home Full-time role

Experienced Data Entry Specialist – Remote Work Opportunity at arenaflex

Work from home Full-time role